Introduction
Osteoporotic vertebral fractures (OVFs) are a predominant concern, particularly among the aging population. These fractures cause intense pain, diminished mobility, increased disability risk, and reduced health-related quality of life [
1,
2]. The global incident increased by 38% from 6.2 million in 1990 to 8.6 million in 2019 as the global population ages [
3]. Consequently, the direct and indirect expenses related to managing these fractures have exhibited a significant increase over time [
4,
5].
The optimal treatment approach for OVFs remains unclear. Typically, treatment begins with non-surgical interventions, encompassing initial bed rest, pain-relieving medications, physiotherapy, and orthosis utilization in specific cases. Surgical treatments provide a broad spectrum of options, including vertebroplasty (VP)/kyphoplasty, short-segment instrumentation (SS), and long-segment instrumentation. These are administered alone or in combination with anterior reconstruction and cement augmentation [
6].
In 2018, the working group “osteoporotic fractures” of the Spine Section of the German Society for Orthopaedics and Trauma introduced a classification system (OF classification) for osteoporotic thoracolumbar fractures [
7]. Additionally, they provided treatment recommendations according to fracture morphology and Osteoporotic Vertebral Fracture Score (OF-score) [
6]. In recent times, numerous studies have investigated OVF treatment utilizing the OF-score [
8–
10]. Both the OF classification and score have been proven as suitable fracture severity indicators. Furthermore, they have demonstrated a significant positive correlation with surgical procedure invasiveness [
11].
The classification indicated the distribution of the fracture morphologies at the thoracolumbar spine with predominant OF3 fractures (42%) followed by OF4 fracture (27%), OF2 (26%), and only minor numbers of OF1 and OF5 fractures [
11]. Surgical treatment was recommended in OF3–5 with different options. Posterior instrumentation with an option of cement augmentation of the fractured vertebral body or even stand-alone cement augmentation of the fractured vertebral body in mobilized patients was recommended for the OF3. Posterior instrumentation with cement augmentation, long-segment posterior instrumentation, or posterior instrumentation with an option for anterior reconstruction for the OF4 fractures. However, the final treatment decision depends on the physician’s discretion.
Previous studies indicated the comparison of the efficacy of SS versus long-segment instrumentation [
12], posterior instrumentation with and without anterior reconstruction [
13], and kyphoplasty versus percutaneous posterior instrumentation [
14]. To the best of our knowledge, no previous report focused on the efficacy comparison of VP alone versus SS with VP.
Materials and Methods
Ethics statement
We conducted a comparative, retrospective cohort study on OVFs, using data from our institution’s spinal registry. The Institutional Review Board, specifically the Siriraj Institutional Review Board approved this study (COA no., Si 946/2023 [IRB1]). The requirement for informed consent from individual patients was omitted because of the retrospective design of this study.
Study population
We determined consecutive patients with OVFs, aged >18 years, who underwent either VP alone or SS with VP at 1–2 index levels of pathology, from January 2019 to December 2021. We excluded patients diagnosed with tumor diseases (e.g., spinal metastasis, primary spine tumors, hematologic malignancies affecting the spinal column), infections (e.g., spondylodiscitis), other injuries influencing mobility or other outcomes (e.g., severe brain trauma, lower limb fractures), or those who had undergone previous spinal surgery.
Surgical procedure
Patients who had an OF-score of >6 or presented with neurological deficits were advised for surgical treatment after conservative treatment failure. We utilized a transpedicular approach, using a Jamshidi needle, PMMA cement (Kyphon HV-R; Medtronic, Minneapolis, MN, USA), and two fluoroscopes, for the VP procedure. A standard open posterior approach was employed for SS with VP. Screws were inserted one level above and one level below the affected vertebra under fluoroscopic guidance after VP completion.
Outcome measurement
We obtained baseline characteristics of the patients, including age, gender, underlying diseases, trauma history, osteoporosis treatment history, American Society of Anesthesiologists classification, OF classification, OF-score, and its components. Radiographic outcomes were measured as the sagittal Cobb angle on lateral plain radiographs in the upright position at preoperative and immediate, 3-month, and 1-year postoperative intervals. We observed an increase in the sagittal Cobb angle of >10° compared to postoperative as kyphotic progression. Quality of life was measured with the European Quality-of-Life-5 Dimensions (EQ-5D) and the Oswestry Disability Index (ODI) at preoperative and 1-year postoperative stages.
Statistical analysis
PASW SPSS ver. 18.0 software (SPSS Inc., Chicago, IL, USA) was used for all statistical analyses. Descriptive statistics were calculated and presented as mean±standard deviations or median and range for quantitative data and as frequency and percentage for categorical data. The chi-square and Fisher’s exact tests were conducted for categorical data comparison. The two-sample t-test and Mann-Whitney U test were utilized for the comparison of means, with the calculation of 95% confidence intervals (CIs), as applicable.
Propensity-score matching was applied to reduce the effect of potential confounding factors. Nearest-neighbor algorithm without replacement was utilized to match patient cohorts in a 1:1 ratio, using a caliper of 0.01 based on the patient demographics and preoperative characteristics of patients and radiographic data feature.
Discussion
A narrative review by Jang et al. [
15] investigates various management strategies for OVFs, highlighting the absence of a universally accepted treatment standard. Conservative methods, such as pain management, bracing, and exercise, are typically first-line treatments, but they frequently fall short for more complex cases. Vertebral augmentation techniques, including VP and kyphoplasty, provide pain relief but are debated due to related complications. Surgical interventions are required for severe cases and must be customized to address specific instability and deformity issues. Additionally, effective OVF management involves treating underlying osteoporosis with medications, such as bisphosphonates and teriparatide, though their effect on fracture healing requires further investigation.
OF types 3 and 4 fractures emerged as the most prevalent types of osteoporotic vertebral body fractures. Spiegl et al. [
16] revealed that OF type 3 fractures, characterized by deformation of one endplate with significant posterior wall involvement, accounted for 65.6% of cases. Similarly, they reported OF type 3 fractures as the most predominant, comprising 42% of their large multicenter cohort, followed closely by OF type 4 fractures, which involved both endplate deformation and accounted for 27% of cases in another study [
11]. OF-3 and OF-4 osteoporotic vertebral fracture treatment spans a spectrum from conservative management to advanced surgical techniques, reflecting the need for individualized approaches according to fracture severity and patient health. Conservative treatments, including pain management, bracing, and physical therapy, are suitable for less severe cases or patients with high surgical risks but may result in higher complication rates over time. Minimally invasive surgical techniques, such as VP, kyphoplasty, and SS with cement augmentation, provide effective stabilization with reduced recovery times and are predominantly utilized for OF-3 and OF-4 fractures.
Our study provides a comprehensive comparison between VP alone (VP) and SS+VP for treating OVFs, specifically OF type 4. The results indicate significant differences in radiographic and quality-of-life outcomes between the two treatment modalities. SS+VP demonstrated superior sagittal angle correction and better patient-reported outcomes, such as the ODI and EQ-5D, 1 year postoperatively. However, recognizing that posterior fixation may restrict lumbar spine movement, which could affect mobility and functional outcomes over time, is essential. The superior quality-of-life scores observed in the fixation group reflect immediate postoperative improvements, but longer-term studies are warranted to evaluate whether or not these functional benefits are sustained or offset by potential mobility limitations associated with lumbar fixation. Additionally, VP alone is frequently performed under local anesthesia, making it a suitable option for patients with higher anesthesia risks, whereas SS with VP typically requires general anesthesia due to the increased invasiveness. Furthermore, these advantages of SS+VP come at the cost of higher intraoperative risks, including increased blood loss and longer operative times. SS+VP exhibited similar rates of perioperative complications, kyphotic progression, adjacent fractures, and reoperation rates compared to VP alone despite the increased risks.
Both VP and SS+VP effectively corrected sagittal alignment immediately postoperatively. The better initial sagittal Cobb angle correction in the SS+VP group can likely be attributed to Cobb angle reduction while the patient is in the prone position during instrumentation, which enables optimal alignment and spontaneous correction during surgery. The angle correction in the VP group primarily results from stabilizing the affected vertebra and pain reduction, thereby allowing patients to maintain an erect posture. Both groups experienced a significant loss of sagittal angle correction after 1 year, with the Cobb angle at 1 year being larger than immediately postoperatively (
Fig. 3). Maintaining sagittal angle correction over time is difficult due to potential issues, such as screw loosening, which has a reported rate of 22.5% (95% CI, 10.8–36.6), and screw migration, which occurs at a rate of 1.3% (95% CI, 0.1–3.5) [
17]. These screw-related problems cause a collapse of the instrumented vertebral body and increased biomechanical stress on adjacent vertebrae, resulting in a loss of correction. The progression of kyphotic angle in the VP group may be driven by fractures at adjacent levels or ongoing collapse of the operated vertebra. A previous study by Gu et al. [
18] revealed that hybrid stabilization maintained vertebral alignment more effectively than balloon kyphoplasty; however, both groups demonstrated a similar trend of losing local angle correction, consistent with the results in our study. Multiple studies have revealed the effectiveness of VP and kyphoplasty in correcting the kyphotic and wedge angles. Gamal et al. [
19] compared both procedures and revealed that VP reduced the kyphotic angle from 9.18° to 6.0° and increased the mean vertebral height from 63.62%±3.71% to 73.15%±1.41%. Moreover, Wang et al. [
20] demonstrated that VP improved both the wedge and kyphotic angles. The loss of correction emphasizes the challenge of maintaining long-term vertebral alignment in osteoporotic fractures, likely due to compromised bone quality, biomechanical stress on adjacent vertebrae, patients with severe comorbidities, such as Parkinson’s disease, rheumatoid arthritis, and those who required substantial correction due to pronounced preoperative local kyphosis and vertebral collapse with a significant loss of correction [
21].
Previous studies revealed higher complication rates for surgical treatments, with Spiegl et al. [
16] noting a 13%–16% rate [
10,
11], including implant failures and infections. Our results are congruent with these studies, indicating that both VP and SS+VP experienced a significant loss of correction >1 year despite initial benefits. This emphasizes the importance of balancing the immediate advantages of surgical intervention against the risks of complications and long-term maintenance.
However, our study’s result demonstrates some contrasting information. The number of reoperation and complication rates were higher in the SS+VP group, although not statistically significant, and may still be clinically relevant. These results, which contrasted with the favorable 1-year clinical outcomes in the SS+VP group, indicating interventions after the primary operation (one extended fusion 1 month after primary surgery and two wound debridement), did not adversely affect patients’ quality of life at the 1-year follow-up. The increased incidence of progressive kyphosis and adjacent fractures in the SS+VP group could be attributed to the higher biomechanical demands placed on adjacent segments by the instrumentation. These radiographic results were evident, but they did not significantly impair the patients’ reported outcomes, as both groups demonstrated improved quality-of-life scores at 1 year. Furthermore, the adjacent fractures that occurred in both groups were conservatively treated, with patients experiencing only minimal pain, indicating a limited effect on overall clinical outcomes.
The study has several limitations, including its retrospective design and the relatively small sample size, which have contributed to the large percentage of variations observed in perioperative details and radiographic outcomes. This limitation indicates that with a larger cohort, these trends could potentially reach statistical significance, thereby warranting further investigation. The use of propensity-score matching helps mitigate some biases, but prospective randomized controlled trials are warranted to confirm these results. Additionally, the 1-year follow-up period may be insufficient to capture long-term complications, such as proximal junctional kyphosis and proximal junctional failure, which appears over time, particularly in cases involving posterior fixation. Future studies with extended follow-up periods are warranted to comprehensively assess the durability of outcomes and monitor for late-onset complications. Collecting further long-term data would provide a clearer picture of the sustainability of sagittal alignment and functional outcomes related to each treatment method.