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Kaen, Romero, Romero, Durand, and Martin: Three types of ligamentum flavum resections for the treatment of lumbar central canal stenosis: BUTTERFLY retrospective study

Abstract

Study Design

Retrospective analysis of a prospective study.

Purpose

The study aimed to evaluate and compare the clinical results of three surgical techniques for the resection of the hypertrophic ligamentum flavum in patients with lumbar stenosis.

Overview of Literature

Lumbar spinal stenosis is a common degenerative condition. Biportal endoscopic surgery is a modern technique that has gained popularity in recent years. Although various techniques have been proposed for resecting the ligament, no studies have identified the most superior method.

Methods

This retrospective study enrolled patients with severe lumbar canal stenosis who underwent biportal endoscopic “Z” technique decompression between 2021 and 2023. Patients with any clinical or radiological signs of spondylolisthesis were excluded. The resection of the ligamentum flavum was classified into piecemeal resection, one-piece “butterfly” resection, and the novel variant “two-wings” or two-piece resection. Several demographic and clinical statistical variables were collected, with a specific focus on surgical time, postoperative complications, and clinical outcomes.

Results

Ninety lumbar decompression surgeries were performed on 70 patients. The patients were divided into the butterfly group (en bloc) with 27 levels, “two-wings” group with 35 levels, and “piecemeal” group with 28 levels. No significant differences in demographics or clinical variables were found among the three groups. However, piecemeal resection was associated with a higher incidence of dural tears and a longer surgical time (p<0.05). In contrast, en bloc resection, particularly in the two-wing group, demonstrated the best surgical times without an increase in complication rates.

Conclusions

The results revealed that removing the ligamentum flavum en bloc (either in two pieces or one) may reduce the surgical time and incidence of dural tears. Randomized and prospective studies are warranted to establish definitive conclusions.

GRAPHICAL ABSTRACT

Introduction

Lumbar spinal stenosis (LSS) is a common spinal degenerative disease in middle-aged and older adults. Open laminectomy for spinal stenosis is a safe and cost-effective procedure, and its outcomes are superior to those of nonsurgical management [1,2]. More recently, uniportal and biportal endoscopic decompressive approaches provide safe and outstanding clinical outcomes. One of the primary benefits of endoscopic methods is a further reduction in the disruption of the surrounding soft tissue and direct visualization of the pathologic process. The most superior procedure among minimally invasive spine surgeries remains unknown; however, in several meta-analyses, biportal endoscopic procedures have shown benefits [36].
Several sequences for endoscopic decompression have been described. The most commonly used technique is the “N” technique, which follows craniocaudal decompression. Some authors have recently suggested that the “Z” or “side-to-side” technique may yield better outcomes [7,8]. Regardless of the decompression sequence used, the primary goal is to remove the hypertrophic part of the ligamentum flavum. Over the years, various methods have been developed to remove the hypertrophic ligamentum flavum. The “en bloc” or “butterfly-shaped” removal technique is a novel approach that is recommended for piecemeal resection [9,10]. Some authors reported several advantages of this “one-piece” technique: the ligament acts as a protective barrier for the dura during drilling, the incidence of epidural bleeding is lower, which improves visibility, and any inadvertent durotomy typically occurs later in the procedure [9]. However, one-piece resection of the ligament can be challenging in patients with severe LSS. In accordance with the “en bloc” principle, the resection of the ligamentum flavum in two pieces, or “two-wings,” by dissection from the midline toward the lateral recess was deemed to be a more straightforward procedure. Unfortunately, no comparative clinical results regarding these approaches have been published. Therefore, this study aimed to evaluate and compare the clinical results of three surgical techniques for the treatment of lumbar stenosis: the conventional piecemeal flavectomy, “en bloc” one-piece resection with a butterfly technique, and the novel “two-wings” method in performing biportal unilateral en bloc flavectomy and laminectomy (BUTTERFLY) in patients with LSS.

Materials and Methods

This study was approved by the ethics committee of a Hospital Universitario Virgen del Rocío and was conducted in accordance with the Declaration of Helsinki (SICEIA-2024-003561). The retrospective study included prospectively collected data from patients who underwent endoscopic biportal surgery for LSS between May 2022 and May 2023. Written informed consent was obtained from all patients.
Patients diagnosed with lumbar degenerative diseases that met the surgical indications for LSS, specifically types C or D according to the classification by Schizas et al. [11], were included. Conversely, patients with spinal deformities, such as scoliosis, lumbar disc herniation without accompanying bony spinal canal stenosis, spinal tumors, history of lumbar surgery, spondylolisthesis (Meyer grade ≥II), and any other neurological lesions or conditions that could disrupt accurate clinical assessments preoperatively and postoperatively were excluded.

Surgical technique

The surgical procedures have been previously published, following the “Z” technique [8]. The technique is summarized below:
Following the successful anesthesia induction, the patient was assisted to assume a prone position with abdominal suspension and slight knee flexion. Adjustments were made to optimize fluoroscopic visualization. Two 1-cm longitudinal incisions were made along the medial edge of the left pedicle projections. The subcutaneous tissue was then incised, allowing for the insertion of an expansion tube to dilate the soft tissue. Once fluoroscopic positioning was satisfactory, an endoscope was introduced through the cephalic incision, and a radiofrequency electrode was inserted through the caudal incision. Decompression was meticulously executed in five steps. Initially, the ipsilateral superior portion of the ligamentum flavum was decompressed. Subsequently, using the “Z” technique, the superior portion of the contralateral ligament was then decompressed (“over the top”). After completing cranial decompression of the ligamentum flavum, the ipsilateral caudal insertion was resected. Following this, the contralateral caudal portion was decompressed. Finally, both lateral edges of the ligament were resected, specifically the most medial portion of the insertion in the superior articular process (Fig. 1).
The “en bloc” and “piecemeal” resections of the ligamentum flavum have been previously described in the literature [7,9,10]. This study introduces a novel technique, termed the “two-wings” variant, which builds upon the principles of “en bloc” resection. Rather than dissecting the ligament from the peripheral insertion and removing it in a single piece, this technique involves performing a craniocaudal dissection of the ligament in the midline, starting from the “head” of the butterfly and moving toward the caudal end. This technique divides the ligament into two halves. After confirming the absence of adhesions between the dura mater and the ligament, the procedure was initiated by removing the ipsilateral half, followed by the contralateral half.

Clinical outcome assessment

Postoperative assessments included surgery-related complications (e.g., nerve root injury, dura tear, and infection), operation duration, estimated blood loss, and length of postoperative hospital stay. The Visual Analog Scale (VAS) scores for leg and back pain and the Oswestry Disability Index (ODI) were collected preoperatively, postoperatively, and at the 1-, 6-, and 12-month follow-up points.

Statistical analysis

During the analysis, patients were assigned to the “butterfly” group, who underwent “en bloc” resection of the ligamentum flavum; “two-wings” group, who underwent resection of two big parts of the ligament; and “piecemeal” group, who underwent routine piece-by-piece resection of the ligamentum flavum. All procedures were performed by the same surgical team, which had a minimum of 200 cases of experience in endoscopic surgery. The Shapiro-Wilk test was performed to confirm the normality of data distribution. Continuous variables are presented as means±standard deviations and categorical as percentages (%). Analysis of variance was performed to compare the three groups. A p-value of <0.05 was considered significant. All statistical analyses were conducted using the IBM SPSS Statistics for Windows ver. 29.0.2.0 (IBM Corp., Armonk, NY, USA).

Results

Patient population

Of the 71 enrolled patients, 70 completed the 1-year follow-up. One patient was lost during the follow-up. Thus, the analysis included 70 patients who underwent decompression procedures in 90 levels. They were divided into the butterfly group (en bloc) with 27 levels, the two-wing group with 35 levels, and the piecemeal group with 28 levels (Fig. 2). The demographic and clinical characteristics of the patients are summarized in Table 1. No significant differences in age, sex, or spinal level were observed among the three groups (p>0.05). All patients were followed up for 12 months postoperatively.

Clinical outcomes

No significant differences were observed in the MacNab score, VAS leg pain, VAS back pain, or ODI before surgery and at 1-year follow-up (p>0.05). A detailed analysis of the clinical outcomes is presented in Table 2. Moreover, no significant differences were observed among the three groups in terms of the estimated blood loss, length of hospital stays, or intraoperative fluoroscopy (Table 3). The mean operation time for the two-wings group was significantly shorter (45±3 minutes) than that in the en bloc group (64±5 minutes) or piecemeal group (84±4 minutes). The two-wings group also had a mean operation time that was nearly half that of the piecemeal group, indicating significant differences (p<0.01).

Complications

No significant complications were noted. The en bloc and two-wings groups experienced fewer complications, with only inadvertent durotomy in each case. In contrast, the piecemeal group reported four postoperative complications: one case of superficial infections, one of transitory nerve root injury, and two cases of dura tears (Table 4). The patient with nerve root injury presented with temporary numbness and pain in one leg, which gradually resolved after approximately 2 months of conservative treatment. Patients with dura tears applied TachoSil to cover the defect, locally compressed the incision site, and received conservative treatment (24-hour rest postoperatively), with no residual symptoms or cerebrospinal fluid leak during follow-up. No signs of instability were observed, and none of the patients required revision surgery during follow-up.

Discussion

The ligamentum flavum, a bifid ligament within the posterior ligamentous complex of the spine, is frequently encountered during lumbar surgery and serves as a crucial anatomical landmark [12]. The concept of “en bloc” resection of the ligamentum flavum, that is, surgically searching peripherally for the insertions of the ligament, preserving most of the surgery and removing it at the end of the procedure in one-piece like a butterfly, was previously described [10]. In this study, we propose a novel surgical variant involving the ligament’s detachment at upper and lower insertions with the same “en bloc” principle. Thereafter, a midline dissection, analogous to an “open-book” maneuver, is performed to remove the ligament in two large fragments, termed “two-wings.” This approach allows meticulous dissection in both lateral recesses, detaching the ligament from the most medial part of the superior articular process on both sides.
In patients with LSS, the objective of the surgical procedure is successful decompression through complete resection of the ligamentum flavum [1315]. In this study, all groups demonstrated clinical improvement in most clinical variables; however, no substantial differences in the extent of improvement were identified. Therefore, this study suggests that the technical approach to its removal does not affect the ultimate clinical outcome (VAS, ODI, and MacNab). Although this conclusion appears reasonable, it has not been previously assessed.
Significant differences were not identified among the three groups with regard to perioperative variables, although a significant reduction in surgical time was observed. The resection of the ligamentum flavum using the piecemeal technique was nearly twice as long as the “two-wings” resection. A previous study already indicated that the “en bloc” resection of the ligamentum flavum could reduce surgical time in open surgery [9].
Surgical time is becoming a more important variable due to not only the increased efficiency of shorter surgeries but also the fatigue experienced by the surgeon and surgical team [5,6]. Multilevel lumbar canal stenosis is very common in older populations, and the shortened surgical time may allow for the decompression of more levels within the same period. The results of this study show that the “two-wings” technique shortens the surgical time by >45% compared with the piecemeal technique per level and by 30% compared with the “en bloc” technique.
In this study, no significant differences in postoperative complications were found. However, the piecemeal group exhibited higher complication rates. The ligamentum flavum acts as a natural barrier, protecting the dura and nerve root from direct injury, and can be strategically used during surgery. Injuries to the nerve root or dura typically occur during spinal canal decompression. The “en bloc” or “two-wings” removal of the ligamentum flavum may provide better protection for the nerve root and dura. In this study, all incidental durotomies occurred while manipulating a Kerrison rongeur to release the ligamentum flavum. The use of the “en bloc” or “two-wings” techniques allows for the release of the ligamentum flavum in larger sections, reducing the number of Kerrison rongeur maneuvers needed and maintaining protective coverage over the dura throughout most of the procedure.
Compared with piecemeal resection, “en bloc” resection of the ligamentum flavum helps prevent the inevitable expansion of the dural sac that occurs during decompression. This expansion increases the risk of dural tears, which can be reduced by maintaining compression on the dural sac until all insertion points are released and the ligamentum flavum is completely removed [9,10].
This retrospective study has several key limitations. First, the study was conducted at a single center and involved a relatively small cohort, and the surgical techniques were not randomly assigned to each patient. To reduce the risk of selection bias, only patients with severe or critical central canal stenosis were included. However, a randomized, multicenter, controlled clinical comparison study with a larger sample size and an extended follow-up period is required. In addition, new surgeons must be aware of the learning curve associated with removing the ligamentum flavum “en bloc.”

Conclusions

The results revealed that removing the ligament flavum “en bloc” (either in two pieces or one) may reduce the surgical time and incidence of dural tears. However, randomized and prospective studies are warranted to establish definitive conclusions.

Key Points

  • Resection of the ligamentum flavum in patients with central canal stenosis using biportal endoscopic surgery is associated with favourable clinical outcomes.

  • There are no significant clinical differences between “en bloc” resection and fragmented resection of the ligamentum flavum.

  • En bloc” (two-piece) resection of the ligamentum flavum helps to reduce both surgical time and the likelihood of dural tears.

Notes

Conflict of Interest

No potential conflict of interest relevant to this article was reported.

Author Contributions

Conceptaualizations: AK. Data curation: AK, SRR. Formal Analysis: AK, SRR. Writing-original draft: AK. Writing-review & editing: all the authors. Final Approval of the manuscripst: all the authors.

Fig. 1
Intraoperative views illustrating the main steps of the “Z” technique. SAP, superior articular process.
asj-2025-0014f1.jpg
Fig. 2
Illustration summarizes the three flavectomy groups.
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asj-2025-0014f3.jpg
Table 1
Baseline characteristics of the three groups
Characteristic Butterfly (en bloc) Two-wings (2-pieces) Piecemeal (piece-by-piece) p-value
No. of patients 21 25 24 1.0
Sex 0.485
 Male 12 13 13
 Female 9 12 11
Age (yr) 65±8 68±6 64±5 1.0
Course of disease (mo) 17±5 12±7 15±6 1.0
Gait claudication <100 m 18 23 22 1.0
Spinal level 27 35 28 0.951
 L3–L4 6 8 7
 L4–L5 20 26 21
 L5–S1 1 1 0
Types of lumbar spinal stenosis 0.897
 C 19 26 19
 D 8 9 9

Values are presented as number or mean±standard deviation.

Table 2
Comparison of VAS back, VAS leg, and ODI score between three groups
Variable Butterfly (en bloc) Two-wings (2-pieces) Piecemeal (piece-by-piece) p-value
VAS (back)
 Preoperative 8.83±1.95 8.43±1.25 8.73±2.05 0.881
 Postoperative 1 day 4.08±1.41 3.18±1.11 4.38±1.21 0.378
 Postoperative 1 mo 2.08±0.86 2.33±0.66 2.42±0.89 0.470
 Postoperative 6 mo 2.04±0.56 2.10±0.89 1.44±0.76 0.113
 Postoperative 12 mo 2.04±0.45 2.01±0.35 2.04±0.65 0.441
VAS (leg)
 Preoperative 9.02±0.33 8.72±0.75 8.86±0.53 0.468
 Postoperative 1 day 2.67±1.55 1.98±1.50 2.27±0.55 0.099
 Postoperative 1 mo 2.71±1.30 2.08±1.42 2.31±1.05 0.250
 Postoperative 6 mo 2.54±1.22 2.10±1.12 2.14±1.32 0.107
 Postoperative 12 mo 1.65±1.13 1.81±1.21 1.55±1.33 0.770
ODI
 Preoperative 61.42±6.01 59.37±6.41 58.92±5.91 0.322
 Postoperative 1 day 35.80±5.37 37.84±6.15 36.10±5.87 0.111
 Postoperative 1 mo 18.80±4.00 19.66±5.21 18.20±3.91 0.097
 Postoperative 6 mo 16.02±3.38 15.32±3.78 16.76±3.64 0.616
 Postoperative 12 mo 13.06±2.68 13.11±2.73 13.02±2.97 0.413
MacNab
 Excellent 20 22 16 0.557
 Good 71 75 70 0.873
 Fair 9 3 14 0.177

Values are presented as mean±standard deviation or number.

VAS, Visual Analog Scale; ODI, Oswestry Disability Index.

Table 3
Comparison of perioperative data between the three groups
Characteristic Butterfly (en bloc) Two-wings (2-pieces) Piecemeal (piece-by-piece) p-value
Operative time (min) 64±5 45±3 84±4 0.01
Hospital stays (hr) 24±2 22±1 22±2 NS
Estimated blood loss (mL) 22±4 20±3 25±6 NS
Intraoperative fluoroscopy (sec) 21±4 19±5 20±3 NS

Values are presented as mean±standard deviation.

NS, not significant.

Table 4
Comparison of complications of the three groups
Variable Butterfly (en bloc) Two-wings (2-pieces) Piecemeal (piece-by-piece)
Infection 0 0 1
Durotomy 1 1 2
Nerve damage 0 0 1

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